Best execution

Results: 296



#Item
151Banking in the United States / Commitment rate / Mortgage industry of the United States / Economy of the United States / Fannie Mae

Mandatory vs. Best Efforts Committing April 26, 2013 By selling whole loans to Fannie Mae for cash, you can generate immediate funds for additional mortgage originations. There are two execution options for you to choose

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Source URL: www.fanniemae.com

Language: English
152Investment / Markets in Financial Instruments Directive / Best execution / Regulation NMS / Order / Dark liquidity / Market maker / Trading room / Algorithmic trading / Financial markets / Financial economics / Finance

International Trader Forum Winter 2014 “FCA, HFTs and Actionable Best Execution Metrics” NOTE: The disclaimers on slide 1 were high level points to introduce Tradebook to the audience. The full legal disclaimer is fo

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Source URL: www.bloombergtradebook.com

Language: English - Date: 2014-09-29 15:03:29
153Order / Best execution / Investment / Financial system / Financial markets / Stock market / Financial regulation / Financial economics

Microsoft Word - ISE Comment Letter Draft[removed]docx

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Source URL: www.sec.gov

Language: English - Date: 2014-10-30 09:43:23
154Business / Financial regulation / Investment Industry Regulatory Organization of Canada / Best execution

Education Notice Contact: Adrian Carter Director, Educational Services[removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-26 13:31:06
155Investment / Financial system / Stock market / Order / Short / Best execution / Financial regulation / Financial markets / Financial economics

417 Fifth Avenue, 6th Floor New York, NY[removed]trlm.com Michael J. Friedman

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Source URL: www.sec.gov

Language: English - Date: 2014-11-19 09:54:28
156Investment / Finance / Fixed income market / Financial markets / United States corporate law / United States securities law / Broker-dealer / Registered Investment Advisor / Financial economics / Security / Stock market

176 of 179 EXHIBIT 5 Rule G-18: Best Execution (a) In any transaction in a municipal security for or with a customer or a customer of another broker, dealer, or municipal securities dealer (“dealer”), a dealer must u

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Source URL: www.sec.gov

Language: English - Date: 2014-09-03 09:15:17
157Financial markets / Stock market / Order / Financial regulation / Trading room / Futures contract / Marketplace / Best execution / Financial economics / Finance / Investment

TRADING OF CANADIAN LISTED SECURITIES –

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Source URL: salmanpartners.com

Language: English - Date: 2012-09-28 12:59:39
158Goods / Marketing / Service / Best execution / Finance / Financial markets / Financial adviser / Securities and Exchange Board of India Act / Financial regulation / Business / Economics

Recommendation No[removed]II. 7.) of the President of the Hungarian Financial Supervisory Authority on best execution during the provision of investment services I. The objective and scope of the recommendation The gen

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Source URL: felugyelet.mnb.hu

Language: English - Date: 2013-05-09 07:37:10
159Markets in Financial Instruments Directive / Best execution / Database / Business / Financial regulation / Financial markets / European Union

Reply form for the ESMA MiFID II/MiFIR Discussion Paper Template for comments for the ESMA MiFID II/MiFIR Discussion Paper 22 May 2014

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Source URL: www.europex.org

Language: English
160Goods / Marketing / Service / Best execution / Finance / Financial markets / Financial adviser / Securities and Exchange Board of India Act / Financial regulation / Business / Economics

Recommendation No[removed]II. 7.) of the President of the Hungarian Financial Supervisory Authority on best execution during the provision of investment services I. The objective and scope of the recommendation The gen

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Source URL: felugyelet.mnb.hu

Language: English - Date: 2013-05-09 07:37:10
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